Banking Readiness Audit
Comprehensive assessment of your compliance architecture against tier-1 banking standards. Detailed gap analysis with actionable remediation roadmap tailored to your business model and growth trajectory.
INSTITUTIONAL-GRADE COMPLIANCE INFRASTRUCTURE
We Keep High-Risk Financial Businesses Banked.
White-glove compliance infrastructure engineered for digital assets, fintech, iGaming, and sophisticated financial structures that require nuanced regulatory positioning.
You focus on building your business. We architect the compliance infrastructure that maintains tier-1 banking relationships and passes regulatory examinations.
→ Zero material findings in client examinations (24-month trailing) • 16+ month average banking stability • 45-60 day deployment
Banks Exit Clients They Can't Explain.
Banks don't exit clients because of what they do. They exit clients they can't explain to their board or defend in a regulatory examination.
You've built something exceptional. Your transaction monitoring system generates alerts that nobody investigates. Your documentation was written for your Series A, not for institutional banking relationships. Your compliance infrastructure can't explain your business in the language regulators and bank boards understand.
Banking relationships become fragile. Institutional partnerships stall. Your executive team spends more time managing compliance crises than building the business.
We architect the infrastructure so you can focus on what you built the company to do.
100%
Custom-Built Infrastructure
Every compliance program architected from scratch for your specific business model and risk profile.
Global
Compliance Experience
Former compliance officers from major global firms who have worked with all major regulators and hundreds of compliance tools.
Tier-1
Banking Relationships
Institutional banking partnerships secured and maintained, including multiple debanking reversals.
WHAT WE BUILD
What We Build
DIAGNOSTIC
IMPLEMENTATION
AML/CFT Program Development
Bespoke program architecture : policies calibrated to your risk profile, procedures that scale with your operation, risk-based frameworks, stakeholder training, and technology stack selection. Examination-ready programs built for institutional scrutiny.
Transaction Monitoring
Precision-tuned monitoring infrastructure : vendor selection, rule calibration, alert optimization, and investigation protocols. Systems that surface genuine risk signals while eliminating operational noise.
VASP & Travel Rule Compliance
End-to-end VASP compliance : licensing strategy, Travel Rule technical implementation, counterparty screening frameworks, and comprehensive regulatory reporting infrastructure.
Regulatory Reporting
White-glove regulatory liaison : we handle all regulator and law enforcement correspondence, prepare submission-ready reports, and manage the entire disclosure process on your behalf.
ONGOING
Fractional CCO / MLRO
Embedded compliance leadership : we serve as your chief compliance officer, managing regulatory relationships, board governance, strategic planning, and examination coordination. Direct access to senior practitioners, not delegated to junior staff.
EDD Investigations
Sophisticated due diligence on high-risk counterparties, complex beneficial ownership structures, and irregular transaction patterns. Intelligence-grade research combining open-source, proprietary databases, and field methodology.
CRISIS RESPONSE
Regulatory Examination Support
Strategic examination management : pre-examination readiness assessments, document curation and production, direct examiner coordination, and post-examination remediation planning. We manage the entire process from notice to closure.
Banking Relationship Recovery
Post-debanking reconstruction : we rebuild your compliance infrastructure, develop institutional-grade documentation packages, and navigate the re-banking process. Track record of successful recovery following multiple banking relationship failures.
INDUSTRIES WE SERVE
Industries We Serve
We specialize in sectors that traditional compliance consultancies avoid : or don't understand.
Digital Assets & DeFi
Centralized exchanges (CEX), decentralized exchanges (DEX), DeFi protocols, NFT marketplaces, institutional custodians, wallet providers, stablecoin issuers, crypto payment processors, mining operations, blockchain infrastructure providers, Web3 gaming platforms, and tokenization platforms. Comprehensive VASP licensing navigation, Travel Rule technical architecture, privacy-enhancing technology risk frameworks, on-chain analytics integration, and transaction monitoring systems calibrated for blockchain-native businesses across all major networks.
Alternative Structures & OTC
Private foundations, offshore trusts, family offices, SPVs, institutional OTC desks, non-standard MSB structures, and specialized financial entities. Bespoke compliance architectures for complex entities operating in strategic jurisdictions, requiring nuanced regulatory positioning and institutional-grade documentation tailored to each jurisdiction's requirements.
Fintech & Payments
Payment processors, neobanks, digital banking platforms, challenger banks, EMIs, PSP platforms, BaaS providers, embedded finance solutions, cross-border remittance services, FX platforms, lending platforms, BNPL providers, prepaid card programs, and financial API providers. Strategic licensing roadmaps (state MTL, FinCEN MSB), cross-border AML infrastructure, sponsor bank relationship management, and compliance systems engineered to scale with exponential growth across multiple regulatory regimes.
iGaming & Betting
Online casinos, sports betting platforms, poker rooms, fantasy sports, skill-based gaming, esports betting, lottery services, social casinos, affiliate networks, gaming aggregators, and crypto-native gambling platforms. Multi-jurisdictional licensing coordination (MGA, UKGC, Curaçao, Gibraltar, Ontario), responsible gaming frameworks, player fund segregation protocols, geo-blocking compliance, and AML programs engineered for high-volume transaction environments across emerging and established gaming markets.
RESULTS
Results
16+
months average banking relationship maintained post-engagement
45-60
days typical program build timeline
0
material findings in client regulatory examinations (trailing 24 months)
Selected Outcomes
Centralized Exchange
Built unified AML program across three jurisdictions. Passed first regulatory examination with no material findings. Banking stable for 18+ months.
Offshore Foundation
Client had been debanked twice. Rebuilt compliance infrastructure in 60 days. Current banking relationship maintained 16+ months.
OTC Desk
Institutional counterparties couldn't complete due diligence. Built compliance package that increased deal close rate 40% within two quarters.
iGaming Operator
Multi-brand operator needed unified compliance across MGA and Curaçao licenses. Reduced compliance headcount requirement by 35% while improving regulatory standing.
WHY DOVER INTEL
Why Dover Intel
Practitioners, Not Advisors
Led by professionals who've architected and operated compliance functions inside high-growth regulated businesses : not consultants who've only audited them. We understand the operational realities because we've lived them.
Outcome-Oriented Engagement
We don't measure success by reports delivered or hours billed. We measure it by banking relationships sustained, regulatory examinations passed without material findings, and institutional partnerships closed.
Complex Risk Specialists
Privacy-enhancing technologies, multi-jurisdictional structures, DeFi protocols, iGaming operations : we specialize in business models that require sophisticated regulatory positioning and make traditional firms uncomfortable.
Accelerated Implementation
Most comprehensive program builds complete in 45-60 days, not quarters. We architect for speed without compromising institutional rigor : no 6-month engagements that produce binders nobody reads.
FREQUENTLY ASKED QUESTIONS
Common Questions About Compliance Infrastructure
Answers to the most common questions we receive from fintech, crypto, iGaming, and high-risk financial businesses.
How quickly can you deploy a complete compliance program?
Our typical engagement timeline is 45-60 days from engagement to full program deployment, compared to the industry standard of 4-6 months. This includes comprehensive policy architecture, transaction monitoring system configuration, regulatory reporting infrastructure, and stakeholder training.
→ Initial assessment delivered within 48 hours of engagement
What's included in fractional CCO / MLRO services?
We serve as your embedded compliance leadership: regulatory relationship management, board governance and reporting, strategic compliance planning, examination preparation and coordination, ongoing program optimization, and direct liaison with banking partners. You get senior practitioner access, not delegation to junior analysts.
→ Direct access to compliance officers with deep global experience
Do you work with companies that have been debanked?
Yes. Banking relationship recovery is a specialized practice area. We've successfully helped clients recover from multiple debanking events by rebuilding compliance infrastructure, developing institutional-grade documentation, and navigating the re-banking process. Average banking stability post-recovery: 16+ months.
→ Track record of successful recovery from serial debanking
What makes your approach different from traditional consultancies?
We're former compliance officers from major global companies who've built and operated compliance functions inside regulated businesses. We implement and operationalize, not just deliver reports. Our team has worked with all major regulators and hundreds of compliance tools in the market.
→ Former operators with institutional deployment experience, not consultants
Do you specialize in crypto and digital asset compliance?
Digital assets are a core specialization. We architect compliance for centralized exchanges, DeFi protocols, custodians, and NFT marketplaces. This includes VASP licensing strategy, Travel Rule technical implementation, privacy-enhancing technology risk frameworks, on-chain transaction monitoring, and counterparty screening infrastructure.
→ Blockchain-native compliance architecture for Web3 businesses
What is your engagement model and pricing structure?
We offer fixed-fee project engagements for program builds, monthly retainers for fractional CCO services, and per-engagement pricing for investigation work. All engagements include NDA protection as standard. Initial consultations are confidential and obligation-free.
→ Contact us for detailed pricing tailored to your specific requirements
CONFIDENTIAL CONSULTATION
Let's Talk About Your Compliance Infrastructure
Whether you're facing regulatory examination, preparing for institutional due diligence, navigating post-debanking recovery, or building compliance infrastructure for scale : we provide confidential strategic counsel.
TYPICAL ENGAGEMENT
Initial assessment within 48 hours • Program deployment in 45-60 days • Ongoing strategic partnership available
WHO WE WORK WITH
Series A-C fintech & crypto • Licensed iGaming operators • OTC desks & offshore structures • Regulated payment processors
Direct contact: hello@doverintel.com
All inquiries are treated with strict confidentiality. We work under NDA as standard practice.